SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/29/2023
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3. Issuer Name and Ticker or Trading Symbol
NewAmsterdam Pharma Co N.V.
[ NAMS ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Ordinary Shares |
10,473,913 |
I |
See footnotes
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Warrant (right to buy) |
12/22/2022 |
11/23/2027 |
Ordinary Shares |
100,000 |
11.5 |
I |
See footnotes
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
Remarks: |
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See signatures included in Exhibit 99.1 |
12/29/2023 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
LIST OF JOINT FILERS AND SIGNATURE PAGE
BAIN CAPITAL LIFE SCIENCES INVESTORS, LLC
By: /s/ Adam Koppel
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Title: Partner
BCLS FUND III INVESTMENTS, LP
By: BCLS Fund III Investments GP, LLC, its general partner
By: Bain Capital Life Sciences Fund III, L.P., its member
By: Bain Capital Life Sciences III General Partner, LLC, its general partner
By: Bain Capital Life Sciences Investors, LLC, its manager
By: /s/ Adam Koppel
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Title: Partner
BAIN CAPITAL LIFE SCIENCES III GENERAL PARTNER, LLC
By: Bain Capital Life Sciences Investors, LLC, its manager
By: /s/ Adam Koppel
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Title: Partner
BAIN CAPITAL LIFE SCIENCES FUND III, L.P.
By: Bain Capital Life Sciences III General Partner, LLC, its general partner
By: Bain Capital Life Sciences Investors, LLC, its manager
By: /s/ Adam Koppel
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Title: Partner
BCLS FUND III INVESTMENTS GP, LLC
By: Bain Capital Life Sciences Fund III, L.P., its member
By: Bain Capital Life Sciences III General Partner, LLC, its general partner
By: Bain Capital Life Sciences Investors, LLC, its manager
By: /s/ Adam Koppel
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Title: Partner
BCLS II INVESTCO, LP
By: BCLS II Investco (GP), LLC, its general partner
By: Bain Capital Life Sciences Fund II, L.P., its managing member
By: Bain Capital Life Sciences Investors II, LLC, its general partner
By: Bain Capital Life Sciences Investors, LLC, its manager
By: /s/ Adam Koppel
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Title: Partner
BCLS II INVESTCO (GP), LLC
By: Bain Capital Life Sciences Fund II, L.P., its managing member
By: Bain Capital Life Sciences Investors II, LLC, its general partner
By: Bain Capital Life Sciences Investors, LLC, its manager
By: /s/ Adam Koppel
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Title: Partner
BAIN CAPITAL LIFE SCIENCES FUND II, L.P.
By: Bain Capital Life Sciences Investors II, LLC, its general partner
By: Bain Capital Life Sciences Investors, LLC, its manager
By: /s/ Adam Koppel
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Title: Partner
BAIN CAPITAL LIFE SCIENCES INVESTORS II, LLC
By: Bain Capital Life Sciences Investors, LLC, its manager
By: /s/ Adam Koppel
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Title: Partner
BCIP LIFE SCIENCES ASSOCIATES, LP
By: Boylston Coinvestors, LLC, its general partner
By: /s/ Adam Koppel
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Title: Authorized Signatory